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Declaration of control of a Facility form

The ERA must, in accordance with this WEM Procedure, by 1 October each year, identify each Portfolio operating in the Wholesale Electricity Market by applying the following principles:

a)    Each Scheduled Facility, Semi-Scheduled Facility and Non-Scheduled Facility must be allocated to a Portfolio;

b)    Registered Facilities which are registered to the same Market Participant, or wholly or partly owned by the same entity, or wholly or partly controlled by the same entity must be allocated to the same Portfolio; and

c)    a Registered Facility must not be allocated to a Portfolio containing another Registered Facility unless it is required by ESM Rules’ clause 2.16B.1(a)(iv).

This form is for a Market Participant to declare to the ERA the entity that controls (either through association, ownership or other arrangements) each of their Registered Facilities. An entity is deemed to have control of a Registered Facility where the entity is able to determine the outcome of decisions about financial and operating policies that influence Market Submissions, or which has the authority to directly or indirectly control Market Submissions to the STEM or Real-Time Market.

Information provided in this form will be treated as public information unless the Market Participant makes a submission under ESM Rules’ clause 10.2.7 that the information is confidential information. Refer to the ERA’s Confidential information policy for guidance.

Fields marked with * are required.

Section 1: Your details


Section 2: Facility details

The manner of control of the Registered Facility (select all relevant)

Section 3: Supporting evidence

Please provide (as attachments) supporting evidence demonstrating control and ownership of the Registered Facility. Please indicate below if you do not possess any material in addition to evidence of Facility Registration.

Examples of evidence that can be provided by Market Participants include contracts that demonstrate a controlling interest, or other arrangement allowing another entity or another Market Participant to determine, influence or make Market Submissions to the STEM and Real-Time Market on behalf of the Market Participant to whom the Facility is registered.

The Market Participant must clearly identify the relevant parts in the attached documents that demonstrate the relevant controlling interests and arrangements based on which the Market Participants attributes control of Facilities to entities. Market Participants must provide explanation on their reasoning for attributing control of Facilities to entities.

Enter reasoning for attributing control of Facilities to entities below
One file only.
100 MB limit.
Allowed types: gif jpg jpeg png bmp eps tif pict psd txt rtf html odf pdf doc docx ppt pptx xls xlsx xml avi mov mp3 mp4 ogg wav bz2 dmg gz jar rar sit svg tar zip.
Please provide below (or attach) any other information that you believe details the approach undertaken to determine the control of the Facility.
One file only.
100 MB limit.
Allowed types: gif jpg jpeg png bmp eps tif pict psd txt rtf html odf pdf doc docx ppt pptx xls xlsx xml avi mov mp3 mp4 ogg wav bz2 dmg gz jar rar sit svg tar zip.
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